《甘肃省实施防汛条例细则》
甘肃省人民政府
《甘肃省实施防汛条例细则》
甘肃省人民政府
第一章 总则
第一条 为做好我省防汛抗洪工作，保障人民生命财产安全和国民经济建设的顺利进行，根据《中华人民共和国防汛条例》的有关规定，制定本细则。
第二条 本细则适用于我省境内的一切防汛抗洪活动。
第三条 所有单位和个人都有参加防汛抗洪的义务。中国人民解放军和武装警察部队是防汛抗洪的重要力量。
第二章 组织机构
第四条 省人民政府设立省防汛指挥部，负责组织领导全省的防汛抗洪工作，县级以上人民政府设立防汛指挥部，由有关部门、当地驻军和人民武装部负责人组成。
各级人民政府的首长担任指挥，统一指挥本地区的防汛抗洪工作。
各级人民政府防汛指挥部办事机构设在同级水行政主管部门，地级城市市区防汛指挥部办事机构设在同级城建主管部门，负责管理所辖范围的防汛日常工作。县级城市市区的防汛工作由城建主管部门负责具体实施。
第五条 石油、电力、邮电、铁路、公路、商业、物资、供销部门和有防汛任务的厂矿企业等单位，汛期要设立相应的防汛机构，负责做好本行业和本单位的防汛工作。
河道管理机构，水利水电工程管理单位和江河沿岸在建工程的建设单位，必须加强对所辖水工程设施的管理维护，保证其安全运行，并做好抗洪抢险工作。
第六条 防汛任务较重的县级人民政府，组织以民兵为骨干的群众性防汛抢险队伍，责成有关部门将组成人员登记造册，明确各自的任务和责任。
第三章 防汛准备
第七条 县级以上人民政府，根据流域综合规划和国家规定的防洪标准，制定防御洪水方案和处理特大洪水的措施，由上级人民政府或其授权的机构批准后实施。
第八条 有防汛抗洪任务的企业单位，根据所在地区防御洪水的方案，制定本单位的防汛抗洪措施，征得所在地防汛指挥部同意后，报上级主管部门批准。
第九条 水库防洪应以兴利服从防洪，确保工程安全为前提，拦洪削峰，最大限度地减免洪水灾害。在汛期，所有水库都必须从最坏处着想，作出防御特大洪水的具体措施，并尽可能为下游防洪和排涝提供有利条件。
第十条 水库工程的年度调度运用计划和渡汛方案，应在原设计的基础上，并根据工程现状，按照确保安全，正确处理防洪与兴利的关系，分口分级负责的原则进行编报，批准后严格执行，未经原批准单位同意，任何单位和个人不得擅自改变。
第十一条 各类水库工程调度运用计划和渡汛方案的编报审批办法。
大型水库工程由管理单位编制，经地、市、自治州水利部门审查，省水利主管部门和防汛指挥部批准，报省人民政府、水利部、国家防汛抗旱总指挥部备案。
中型水库和重要的小（一）型水库工程由管理单位编制，经地、市、自治州水利、防汛部门批准，报地区行政公署、市、自治州人民政府、省水利厅、省防讯指挥部备案。
小型水库工程由管理单位编制，县水利部门批准，报县人民政府、地、市、自治州水利部门和防汛办公室备案。
对下游城镇、人口密集区、重要工矿区、铁路、公路、交通干线有威胁的水库工程，其审批权限可提高一级。
第十二条 内陆河地区水库，要制定大风季节和春汛期高水位运用的限制水位，防止冰雪溶化和风浪对水库工程的破坏，确保春汛安全。
第十三条 城镇和河道防讯应充分发挥河道和堤防工程的行洪、排涝能力，确保城镇人民生命财产、各类建筑设施和农田安全。
第十四条 城镇防洪规划，必须服从河流流域治理规划和城市建设总体规划的要求，城市总体规划必须包括城市防洪和排涝设拖。
第十五条 重点防洪城镇，每年应编报防汛渡汛计划，经地区行政公署、市、自治州人民政府批准后，报省人民政府、省建委和省防汛指挥部备案。
第十六条 禁止在河道、滩区内围田造地，违章修设构筑物，禁止在洪沟两岸乱开山炸石，在河道内乱挖沙取土。需要取土时，须经河道主管机构批准，有组织有计划地在指定地点内挖取。
第十七条 蓄滞洪区的安全与建设规划，由所在地、市、自治州防汛指挥部组织有关部门和市县制定，报省人民政府批准实施。
第十八条 每年汛前由各地、市、自治州防讯指挥部协同水利、交通、城建等部门对辖区内各防汛重点及全区的防讯设施和防汛的准备情况进行全面检查，对查出影响防洪安全的问题及处理措施，报有管辖权的防汛指挥部和上级主管部门，并按照其要求予以办理。
第十九条 各级人民政府对江河堤防、水库、蓄滞洪区等防洪设施的通信建设要列人计划，给予保证。大型和重点中型水库及重要河堤段都应设置有线电话，有条件的汛期要设电台。一般中型水库和小（一）型水库应设有线电话。无通信设备的边远山区，要规定报警信号，及时传递汛
情，并要制定暴风雨时期情报的传递办法。
第四章 防汛与抢险
第二十条 我省汛期一般为每年五月一日至九月三十日，有特殊情况临时变更。防汛期内，各级防汛指挥部必须要负责人主持工作。防汛办公室工作人员必须坚守岗位，及时掌握汛情，按照防御洪水方案和汛期调换运用计划进行调度。
第二十一条 在汛期，河道、水库、闸坝等水工程管理单位及其主管部门在执行讯期调度运用计划时，必须服从有管辖权的人民政府防汛指挥部统一调度指挥。
在汛期，以发电为主的水库，其汛限水位以上的防洪库容以及洪水调度运用必须服从有管辖权的人民政府防汛指挥部的统一调度指挥。
第二十二条 在汛期，河道、水库、水电站、闸坝等水工程管理单位必须按照规定对水工程进行巡查，发现险惰，立即采取抢护措施，并及时向防汛指挥部和上级主管部门报告。其他任何单位和个人发现水工程设施出现险情，应立即向防汛指挥部和水工程管理单位报告。
第二十三条 在汛期，气象、水文部门必须及时向各级防汛指挥部提供有关天气预报，实时气象信息和水文预报；公路、铁路、民航等部门应当及时运送防汛抢险人员和物资；电力部门保证防汛用电。
第二十四条 在汛期，电力调度通信设施必须服从防汛工作需要，邮电部门必须保证汛情和防汛指令的及时、准确传递，广播、电视、公路、铁路、民航、公安、林业、石油等部门应当运用本部门的通信工具，优先为防汛抗洪服务。
第二十五条 在紧急防汛期，各极人民政府防汛指挥部，必须由人民政府负责人主持工作。
第二十六条 在紧急防汛期，公安部门应按照人民政府防汛指挥部的要求，加强治安管理和安全保卫工作。必要时须由有关部门依法实行交通管制。
第二十七条 在紧急防汛期，为了防汛抢险需要，防汛指挥部有权在其管辖范围内，调用物资、设备、交通运输工具和人力，事后应当及时归还或给予适当补偿。因抢险需要取土占地、砍伐林木、清除阻水障碍物的，任何单位和个人不得阻拦，但事后应将采伐情况报当地县级以上林业
主管部门，并补办林木采伐手续。
第二十八条 当发生超标准洪水或意外事故，危及工程安全，抢护不及或通讯中断无法与上级联系时．当地防汛指挥部门可按原已批准的防御超标准洪水方案，采取非常措拖，保证提坝安全。同时，应通过一切途径向下游紧急报警，通知下游地方政府，组织群众安全转移。
第二十九条 在发生洪水灾害的地区，物资、商业、供销、农业、公路、铁路、民航等部门应当做好抢险救灾物资的供应和运输；民政、教育等部门应当做好灾区群众的生活供给、学校复课以及恢复生产等救灾工作；水利、电力、邮电、公路等部门应当做好水毁工程的修复工作：卫生
部门要做好医疗防疫工作，密切监视疫情动态，防止各类传染病流行蔓延。
第三十条 各级防汛指挥部，应当按照国家统计部门批准的洪涝灾害统计报表的要求，及时核实，统计上报洪涝灾情，不得虚报、瞒报、伪造、篡改。
第三十一条 洪水灾害发生后，各级人民政府防汛指挥部应当积极组织和帮助灾区群众恢复和发展生产。修复水毁工程所需费用．应当优先列入有关主管部门年度建设计划。
第五章 防汛经费和物资
第三十二条 各级财政部门部要安排防汛经费，分别列入各级财政预算。
第三十三条 有防汛任务的地区的单位和个人都要承担一定的防汛抢险的劳务和费用，具体办法另行制订。
第三十四条 重要的防洪工程和险工险段，要在现场储备一定数量的防汛抢险物资和器材。各级防汛指挥部都要储备一定数量的防讯抢险物资，由商业、供销、物资部门代储的，可支付适当的保管费。受洪水威胁的单位和群众应当储备一定的防讯抢险物料。
防汛抢险所需的物资，由计划主管部门在年度计划中予以安排。
第六章 奖励与惩罚
第三十五条 有下列事迹之一的单位和个人，给予表彰和奖励：
（一）在抗洪抢险中、组织严密，指挥得当，防守得力，奋力抢险，出色完成任务者；
（二）坚守岗位，查险认真．遇到险惰，及时报告，奋力抗洪抢险，在危险关头抢救群众，保护国家财产成绩突出者；
（三）为防汛调度、抗洪抢险献计献策，效益显著者；
（四）气象、水文部门测报、预报准确及时，传递迅速，因而减轻重大洪水灾害者；
（五）及时供应防汛物料，爱护防汛器材，节约开支，完成防汛抢险任务成绩显著者；
（六）其它有特殊贡献，成绩突出者。
第三十六条 有下列行为之一者，根据情况轻重分别给予行政处分，构成犯罪者，依法追究刑事责任：
（一）拒不执行有管辖权的防汛指挥机构的防汛调度方案和防洪抢险指令的；
（二）玩忽职守，或在防汛抢险紧要关头，临阵逃脱的；
（三）值班人员不坚守工作岗位，造成水情、汛情、险情误传，造成严重后果的；
（四）非法扒口决堤决坝，造成严重危害的；
（五）偷盗、挪用贪污防汛经费、物资器材、救灾钱款和物资的。
（六）阻碍防汛指挥机构工作人员执行公务的。
（七）盗窃、破坏堤防、护岸、闸坝等水工建筑物和防汛设施及水文测量设施、气象测报设施、通讯照明设施的；
（八）其它危害防汛抢险工作的。
第三十七条 对违犯本细则的行为，任何单位和个人都有权检举、控告，被检举、控告的单位和个人，不得打击报复，这者故法惩处。
第七章 附则
第三十八条 水电厂的防汛工作按照水利电力部颁发的《水电厂防汛管理暂行办法》办理。
第三十九条 本细则执行中的具体问题，由省水利厅负责解释。
第四十条 本细则自发布之日起执行。一九八四年四月十三日省人民政府发布的《甘肃省防汛工作条例》同时废止。
1993年5月24日
境外金融机构管理办法(附英文)
人民银行
境外金融机构管理办法(附英文)
1990年4月13日，人民银行
第一条 为了加强境外金融机构的管理，保障金融事业的健康发展，制定本办法。
第二条 中国境内银行、非银行金融机构（以下统称境内金融机构），非金融性公司、企业及其他组织（以下统称境内非金融机构），境外中资银行、非银行金融机构（以下统称境外中资金融机构）和境外非金融性中资公司、企业及其他组织（以下统称境外中资非金融机构），投资设立或者收购境外金融机构，必须遵守本办法的规定。
前款所称境外金融机构是指境内金融机构、非金融机构及境外中资金融机构和非金融机构在境外设立或者收购的从事存款、贷款、票据贴现、结算、信托投资、金融租赁、担保、保险、证券经营等项金融业务的机构。
第三条 设立或者收购境外金融机构的审批管理机关为中国人民银行。
第四条 境内金融机构申请设立或者收购境外金融机构，应当具备下列条件：
（一）经国务院或者中国人民银行批准，依法登记注册，并持有中国人民银行颁发的《经营金融业务许可证》；
（二）经国家外汇管理局批准经营外汇业务，持有国家外汇管理局颁发的《经营外汇业务许可证》，并有三年以上经营外汇业务经验和与其经营业务相适应的专业人员；
（三）有合法的外汇资金来源；
（四）有不低于八千万元人民币等值外汇的自有资金。
第五条 境内非金融机构申请设立或者收购境外金融机构，应当具备下列条件：
（一）经有关部门批准成立，依法登记注册的大型公司、企业；
（二）在境外设有集团性公司、企业或者其他大型企业，并有较好的基础和盈利前景；
（三）经主管部门同意在境外设立金融机构，并有不低于一亿元人民币等值外汇的自有资金；
（四）有与其经营金融业务及外汇业务相适应的专业人员。
第六条 境外中资金融机构和非金融机构申请设立或者收购境外金融机构，应当具备下列条件：
（一）经主管部门批准，依法在境外设立，有正式批准文件和在当地合法营业的证明材料；
（二）拟设机构地区中资金融机构力量较弱，有必要设立金融机构；
（三）所提申请符合有关国家或者地区的法律。
第七条 设立或者收购境外金融机构依照下列规定申报批准：
（一）境内金融机构在境外设立代表机构、分支机构，设立中资、中外合资金融机构或者收购境外金融机构，由中国人民银行批准；
（二）境内非金融机构在境外设立中资、中外合资金融机构或者收购境外金融机构，由主管部门征求经贸部意见并审核同意后，报中国人民银行批准；
（三）境外中资金融机构和非金融机构，设立或者收购境外金融机构，由其境内投资单位征求经贸部意见后报中国人民银行批准。
第八条 在境外设立或者收购金融机构，应当由其境内投资单位向中国人民银行提出申请，申请书需载明拟设立或者收购金融机构的名称、营业范围、条件和必要性等，经中国人民银行审核立项后，依照本办法的规定提交申请文件。
中国人民银行对申请单位提交的申请文件进行审查，并在接到申请文件之日起三个月内决定批准或者不批准。
第九条 经批准设立或者收购的境外金融机构，应当由其境内投资单位持中国人民银行批准文件，依照有关规定到国家外汇管理局办理外汇汇出手续。
第十条 境内金融机构申请在境外设立代表机构，应当提交下列文件：
（一）申请单位的主要负责人签署的申请报告，其内容包括：拟设代表机构的名称，住所，首席代表、代表简历；
（二）设立代表机构的费用预算和外汇来源证明。
第十一条 境内金融机构申请在境外设立分支机构，应当提交下列文件：
（一）申请单位主要负责人签署的申请报告，其内容包括：拟设分支机构的名称，住所，营业资金数额，经营业务种类，主要负责人简历等；
（二）申请单位前三年的资产负债表、损益表和业务状况报告；
（三）可行性研究报告；
（四）中国人民银行要求提交的其他有关文件。
第十二条 境内金融机构、非金融机构及境外中资金融机构、非金融机构申请在境外设立中资金融机构，应当提交下列文件：
（一）申请单位主要负责人签署的申请报告，其内容包括：拟设中资金融机构名称，住所，注册资本和实有资本，资金来源，经营业务种类，主要负责人简历等；
（二）申请单位前三年的资产负债表、损益表和业务状况报告；
（三）可行性研究报告；
（四）中国人民银行要求提交的其他有关文件。
第十三条 境内金融机构、非金融机构及境外中资金融机构、非金融机构申请在境外设立中外合资金融机构，应当提交下列文件：
（一）申请单位的主要负责人签署的申请报告，其内容包括：拟设中外合资金融机构的名称，住所，注册资本和实有资本，经营业务种类，合资各方的名称和出资比例，中方资金来源、主要负责人简历等；
（二）申请单位前三年的资产负债表、损益表和业务状况报告；
（三）合资各方草签的合资协议、合同和章程；
（四）可行性研究报告；
（五）中国人民银行要求提交的其他有关文件。
第十四条 境内金融机构、非金融机构及境外中资金融机构、非金融机构申请收购境外金融机构，应当提交下列文件：
（一）申请单位主要负责人签署的申请报告，其内容包括：拟收购的金融机构的名称，住所，章程，总资本和总资产数额，机构及人员状况，财务状况，收购原因，收购目的，收购资金数额，资金来源；
（二）申请单位前三年的资产负债表、损益表和业务状况报告；
（三）可行性研究报告；
（四）中国人民银行要求提交的其他有关文件。
第十五条 境外金融机构有下列变更之一的，其境内投资单位应当于事前向中国人民银行提出申请，由中国人民银行审批：
（一）代表机构升为分支机构；
（二）撤销代表机构、分支机构、中资或者中外合资金融机构；
（三）调整中外合资金融机构的股份比例或者增资。
第十六条 境外金融机构的境内投资单位应当于每年七月三十一日前向所在地中国人民银行省级分行报送境外金融机构上半年工作报告，其内容包括：机构人员变化情况，存款放款分析，汇出汇入款项分析，进出口结算分析，投资项目分析和外汇、证券、黄金买卖分析。上述报告由中国人民银行省级分行转报中国人民银行。
第十七条 境外金融机构的境内投资单位应当于每年三月三十一日前向所在地中国人民银行省级分行报送境外金融机构上一年度的资产负债表、损益表和年度工作报告，并由中国人民银行省级分行转报中国人民银行。
第十八条 中国人民银行及其各省级分行有权对境外金融机构的工作进行监督。
第十九条 违反本办法第七条的规定，未经中国人民银行批准，在境外设立或者收购金融机构的，中国人民银行有权冻结境内投资单位相应数额的外汇或者人民币存款，责令其撤销境外金融机构或者限期补办审批手续，并追究主要负责人和直接责任人员的责任。
违反本办法第十五条规定的，中国人民银行有权冻结境内投资单位相应数额的外汇或者人民币存款，并责令其对境外金融机构进行停业整顿。
违反本办法第十六条、第十七条规定，情节严重的，中国人民银行对境内投资单位可处以人民币十万元以下罚款。
违反外汇管理的，依照国家有关规定予以处罚。
第二十条 本办法施行前未经中国人民银行批准，已在境外设立或者收购金融机构的，应当在中国人民银行规定的期限内，依照本办法的规定补办审批手续。
第二十一条 本办法不适用于在中国境内设立的外商投资企业。
第二十二条 本办法由中国人民银行负责解释。
第二十三条 本办法自发布之日起施行。(附英文)
PROCEDURES FOR THE ADMINISTRATION OF CHINESE FINANCIAL INSTITU-TIONS ABROAD
Important Notice: (注意事项)
英文本源自中华人民共和国务院法制局编译, 中国法制出版社出版的《中华人民
共和国涉外法规汇编》(1991年7月版).
当发生歧意时, 应以法律法规颁布单位发布的中文原文为准.
This English document is coming from the "LAWS AND REGULATIONS OF THE
PEOPLE'S REPUBLIC OF CHINA GOVERNING FOREIGN-RELATED MATTERS" (1991.7)
which is compiled by the Brueau of Legislative Affairs of the State
Council of the People's Republic of China, and is published by the China
Legal System Publishing House.
In case of discrepancy, the original version in Chinese shall prevail.
Whole Document (法规全文)
PROCEDURES FOR THE ADMINISTRATION OF CHINESE FINANCIAL INSTITU-
TIONS ABROAD
(Approved by the State Council on March 12, 1990 and promulgated
by Decree No. 1 of the People's Bank of China on April 13, 1990)
Article 1
These Procedures are formulated for the purpose of strengthening the
administration of Chinese financial institutions outside China and
ensuring the sound development of financial undertakings.
Article 2
All banking and non-banking financial institutions inside China
(hereinafter collectively referred to as "domestic financial
institutions"), all non-financial corporations, enterprises and other
organizations inside China (hereinafter collectively referred to as
"domestic non-financial institutions"), all Chinese-invested banking and
non-banking financial institutions outside China (hereinafter collectively
referred to as "Chinese-invested financial institutions abroad"), and all
Chinese-invested non-financial corporations, enterprises and other
organizations outside China (hereinafter collectively referred to as
"Chinese-invested non-financial institutions abroad") that wish to invest
in the establishment or purchase of a financial institution abroad shall
abide by these Procedures.
The term "financial institutions abroad" referred to in the preceding
paragraph denotes institutions which are established or purchased abroad
by domestic financial institutions or non-financial institutions, or
Chinese-invested financial institutions or non-financial institutions
abroad and which engage in such financial business operations as deposits,
loans, discount of negotiable instruments, settlements, trust investment,
financial lease, guarantees, insurance and deals in securities.
Article 3
The organ to examine, approve and administer the establishment or purchase
of financial institutions abroad is the People's Bank of China.
Article 4
A domestic financial institution that applies for the establishment or
purchase of a financial institution abroad shall satisfy the following
requirements:
1) it has been approved by the State Council or the People's Bank of
China, has been registered in accordance with the law and holds a Licence
of Financial Business Operations issued by the People's Bank of China;
2) it has been permitted by the State Administration of Foreign Exchange
Control to handle foreign exchange operations, holds a Licence of Foreign
Exchange Operations issued by the State Administration of Foreign Exchange
Control and has the experience in handling foreign exchange operations for
over three years and the required specialized personnel;
3) it possesses legitimate sources of funds in foreign exchange; and
4) it possesses a foreign exchange fund of its own equivalent to no less
than 80 million Renminbi yuan.
Article 5
A domestic non-financial institution that applies for the establishment or
purchase of a financial institution abroad shall satisfy the following
requirements:
1) it is a large corporation or enterprise that has been established upon
approval by the department concerned and has been registered in accordance
with the law; 2) it has a group corporation or group enterprise or other
large enterprise operating abroad with a relatively solid foundation and
good prospect of making profit; 3) it has been permitted by the department
in charge to establish a financial institution abroad and possesses a
foreign exchange fund of its own equivalent to no less than 100 million
Renminbi yuan; and
4) it possesses the specialized personnel required for handling financial
and foreign exchange operations.
Article 6
A Chinese-invested financial institution or non-financial institution
abroad that applies for the establishment or purchase of a financial
institution abroad shall satisfy the following requirements:
1) it has been established abroad upon approval by the department in
charge in accordance with the law, possessing the official document of
approval and the documents certifying that it is engaged in legitimate
business operations in the locality; 2) the Chinese-invested financial
institutions in the locality where the intended financial institution is
to be established or purchased are in a relatively weak position, which
renders it necessary to establish the financial institution; and 3) the
application submitted is in conformity with the law of the country or
region concerned.
Article 7
The application for the establishment or purchase of a financial
institution abroad shall be submitted for approval in accordance with the
following provisions:
1) the application by a domestic financial institution for the
establishment abroad of a representative agency, a branch office, or for
the establishment abroad of a Chinese-invested financial institution or a
Chinese-foreign joint financial institution, or for the purchase of a
financial institution abroad, shall be submitted to the People's Bank of
China for approval;
2) the application by a domestic non-financial institution for the
establishment abroad of a Chinese-invested financial institution or a
Chinese-foreign joint financial institution or for the purchase of a
financial institution abroad shall, upon verification and consent by the
department in charge which has solicited the opinions of the Ministry of
Foreign Economic Relations and Trade, be submitted to the People's Bank of
China for approval; and
3) the application by a Chinese-invested financial institution or non-
financial institution abroad for the establishment or purchase of a
financial institution abroad shall, after its domestic investing unit has
solicited the opinions of the Ministry of Foreign Economic Relations and
Trade, be submitted to the People's Republic of China for approval.
Article 8
For the establishment or purchase of a financial institution abroad, the
domestic investing unit concerned shall apply to the People's Bank of
China. The application shall clearly state the name of the financial
institution to be established or purchased, its business scope, the
conditions, and the necessity therefor. After the content has been
examined, verified and filed as an item for processing by the People's
Bank of China, the application shall be submitted in accordance with the
provisions of these Procedures.
The People's Bank of China shall examine the application submitted by the
applying unit and shall, within three months of receipt of the same, make
the decision as to whether or not it will grant the approval.
Article 9
After the establishment or purchase of a financial institution abroad has
been approved, the domestic investing unit concerned shall, on the
strength of the document of approval by the People's Bank of China and in
accordance with the pertinent provisions, approach the State
Administration of Foreign Exchange Control and go through the procedures
to remit abroad the required foreign exchange.
Article 10
A domestic financial institution that applies for the establishment abroad
of a representative agency shall submit the following documents:
1) an application duly signed by the chief person in charge of the
applying unit, which shall include the name of the proposed representative
agency, its address, the name of the chief representative and his/her
curriculum vitae; and
2) the estimated expense of the proposed agency and the certificate of its
source of foreign exchange.
Article 11
A domestic financial institution that applies for the establishment abroad
of a branch office shall submit the following documents:
1) an application duly signed by the chief person in charge of the
applying unit, which shall include the name of the proposed branch office,
its address, the amount of its operating funds, the type(s) of business
operations, the curriculum vitae of the chief person in charge;
2) the statements of assets and liabilities, the statements of loss and
profit, and the financial reports of the applying unit for the three years
prior to the submission of the application;
3) the feasibility study report; and
4) other relevant documents required by the People's Bank of China.
Article 12
A domestic financial institution or non-financial institution or a
Chinese-invested financial institution or non-financial institution abroad
that applies for the establishment abroad of a Chinese-invested financial
institution shall submit the following documents:
1) an application duly signed by the chief person in charge of the
applying unit, which shall include the name of the proposed Chinese-
invested financial institution, its address, its registered capital and
the actual capital, the source(s) of funds, the type(s) of business
operations and the curriculum vitae of the chief person in charge; 2) the
statements of assets and liabilities, the statements of loss and profit,
and the financial reports of the applying unit for the three years prior
to the submission of the application;
3) the feasibility study report; and
4) other relevant documents required by the People's Bank of China.
Article 13
A domestic financial institution or non-financial institution or a
Chinese-invested financial institution or non-financial institution abroad
that applies for the establishment abroad of a Chinese-foreign joint
financial institution shall submit the following documents:
1) an application duly signed by the chief person in charge of the
applying unit, which shall include the name of the proposed Chinese-
foreign joint financial institution, its registered capital and the actual
capital, the type(s) of business operations, the names of the respective
investing parties and the percentage of their respective capital
contributions, the source(s) of funds of the Chinese investor(s), and the
curriculum vitae of the chief person in charge;
2) the statements of assets and liabilities, the statements of loss and
profit, and the financial reports of the applying unit for the three years
prior to the submission of the application;
3) the agreement, the contract and the articles of association of the
joint financial institution initialled by the respective investing parties
thereto;
4) the feasibility study report; and
5) other relevant documents required by the People's Bank of China.
Article 14
A domestic financial institution or non-financial institution or a
Chinese-invested financial institution or non-financial institution abroad
that applies for the purchase of a financial institution abroad shall
submit the following documents:
1) an application duly signed by the chief person in charge of the
applying unit, which shall include the name of the financial institution
that is to be purchased, its address, the articles of association, the
total capital and total assets, the state of affairs of the institution
and its personnel, its financial position, the reasons of the purchase and
the objectives thereof, the amount of the fund needed for the purchase,
and the source(s) of the fund;
2) the statements of assets and liabilities, the statements of loss and
profit, and the financial reports of the applying unit for the three years
prior to the submission of the application;
3) the feasibility study report; and
4) other relevant documents required by the People's Bank of China.
Article 15
If a financial institution abroad is to make any one of the following
changes, its domestic investing unit shall in advance submit an
application to the People's Bank of China for examination and approval:
1) if a representative agency is to be upgraded to a branch office;
2) if a representative agency, or a branch office, or a Chinese-invested
financial institution or a Chinese-foreign joint financial institution is
to be disbanded; and 3) if the percentages of the shares held by the
respective investing parties to a Chinese-foreign joint financial
institution are to be adjusted or if the capital is to be increased.
Article 16
The domestic investing unit of a financial institution abroad shall, prior
to the date of July 31 every year, submit to the provincial branch bank of
the People's Bank of China in the locality where it is situated the work
report of the financial institution abroad for the first half of the year,
which shall include the changes in the personnel of the institution, a
breakdown of the deposits and loans, a breakdown of the money sent abroad
or received therefrom; a breakdown of the import and export settlements,
an analysis of the projects of investment and an analysis of the business
transactions in foreign exchange, securities and gold. The afore-said
report shall then be transmitted to the People's Bank of China by its
provincial branch bank.
Article 17
The domestic investing unit of a financial institution abroad shall, prior
to the date of March 31 every year, submit to the provincial branch bank
of the People's Bank of China the statement of assets and liabilities, the
statement of loss and profit, and the annual work report of the financial
institution abroad for the previous fiscal year, which shall then be
transmitted to the People's Bank of China by its provincial branch bank.
Article 18
The People's Bank of China and its various provincial branch banks shall
have the right to exercise supervision over the work of the financial
institutions abroad.
Article 19
If any party, in violation of the provisions in Article 7 of these
Procedures, establishes or purchases a financial institution abroad
without the approval of the People's Bank of China, the People's Bank of
China shall have the right to freeze a corresponding amount of the foreign
exchange of the domestic investing unit thereof or of its Renminbi
deposits, order it to disband the financial institution abroad or set a
deadline for it to make up for the procedures of application for
examination and approval, and conduct close investigations into the
liability of the chief person in charge of the unit and of those who are
directly responsible therefor. If any party violates the provisions in
Article 15 of these Procedures, the People's Bank of China shall have the
right to freeze a corresponding amount of the foreign exchange of the
domestic investing unit thereof or of its Renminbi deposits and order it
to stop the business operations of the financial institution abroad for
rectification. If any party violates the provisions in Articles 16 and 17
of these Procedures, to a serious extent, the People's Bank of China may
impose a fine of 100,000 Renminbi yuan or less on the domestic investing
unit thereof.
Any party violates the regulations concerning foreign exchange control
shall be penalized in accordance with the pertinent provisions of the
State.
Article 20
If any party has, before these Procedures go into effect, established or
purchased a financial institution abroad without approval of the People's
Bank of China, it shall, within the time limit prescribed by the People's
Bank of China, make up for the procedures of application for examination
and approval.
Article 21
These Procedures shall not apply to the enterprises with foreign
investment inside China.
Article 22
The People's Bank of China shall be responsible for the interpretation of
these Procedures.
Article 23
These Procedures shall go into effect as of the date of promulgation.
